Company: Stanbic IBTC Bank
Job Title: Officer, Compliance, Stockbroker
Location: Walter Carrington Crescent, Victoria Island, Lagos
Job Type: Full-time
Work Mode: Hybrid
Business Segment: Group Functions
Experience: Minimum 4 years
Industry: Banking / Financial Services / Capital Markets
About Stanbic IBTC
Stanbic IBTC is a leading Nigerian financial services institution and part of Standard Bank Group, an Africa-focused financial services organisation. The group serves individuals, businesses, institutions, high-net-worth clients, and multinational organisations across its markets.
Stanbic IBTC combines financial expertise, innovation, and technology to deliver banking and investment solutions while maintaining strong standards of governance, risk management, and regulatory compliance.
Job Summary
The Officer, Compliance, Stockbroker will support the company’s compliance function by independently reviewing compliance matters and evaluating regulatory and operational risks. The successful candidate will help ensure that the organisation and its employees comply with applicable laws, regulatory requirements, internal policies, and capital market standards.
Key Responsibilities
- Advise management and employees on applicable laws, regulations, policies, and compliance requirements.
- Monitor adherence to regulatory requirements and internal policies.
- Support regulatory change management and maintain effective relationships with internal and external stakeholders.
- Provide compliance assurance by identifying, assessing, and addressing regulatory risks.
- Coordinate periodic reviews of regulatory policies and circulars affecting different business units.
- Monitor compliance with policies relating to Personal Trading, Other Business Interests, Gifts, and Entertainment.
- Work with relevant stakeholders to ensure appropriate risk management practices are maintained.
- Ensure defined Know Your Customer (KYC) processes and account-opening requirements are properly implemented.
- Support the day-to-day operation and effectiveness of the company’s compliance programme.
- Identify and escalate significant compliance concerns where necessary.
- Assist with maintaining appropriate compliance records and documentation.
Qualifications
Interested candidates should possess:
- SEC sponsorship is required.
- Bachelor’s degree in Law, Finance, Business Administration, Economics, or a related discipline from a reputable institution.
- Relevant professional certification is an added advantage, such as DCP, ICAN, ACCA, or CAMS.
- Minimum of 4 years’ experience in compliance, legal, or regulatory roles within financial services or the capital markets.
- Knowledge of AML/CFT/CPF regulations and reporting obligations.
- Familiarity with SEC and NGX rules, guidelines, and reporting requirements.
Behavioural Competencies
Candidates should demonstrate:
- Strong attention to detail.
- Ability to document and verify facts accurately.
- Adaptability and openness to change.
- Strong information assessment and analytical skills.
- Ability to follow established procedures and controls.
- Good data interpretation and problem-solving abilities.
Technical Competencies
- Stakeholder engagement.
- Data analytics.
- Regulatory compliance.
- Risk and compliance management.
- Understanding of capital market regulations and requirements.
How to Apply
Interested and qualified candidates should apply online through the Standard Bank Group careers portal.
Application Link: Apply for Officer, Compliance, Stockbroker
Application Closing Date: Not Specified.